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Brent Gerald Mick

STRATEGIC RETIREMENT ADVISORS, LLC·ELK GROVE, California
Series 6, Series 63, Series 6523 years registeredSTRATEGIC RETIREMENT ADVISORS, LLC
9245 LAGUNA SPRINGS DRIVE, ELK GROVE, CA 95758CRD# 4163078Firm CRD# 142887

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Brent Gerald Mick · ELK GROVE, CA
Registration
CRD #4163078 · STRATEGIC RETIREMENT ADVISORS, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

Sep 2002May 2007
WASHINGTON, DC
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 63
Series 65
Registration record
First registered · September 24, 2002
Years registered · 23
03

Disclosure History

2016Civil·Pending

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

04

Firm Overview

Firm
STRATEGIC RETIREMENT ADVISORS, LLC
CRD 142887 · SEC 801-114888
AUM
$191M
Regulatory assets under management
Employees
2
1,138 client accounts
Services offered by STRATEGIC RETIREMENT ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
Introduction

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05

Frequently Asked Questions

What services does Brent Gerald Mick offer?
Brent Gerald Mick specializes in Financial Planning, Investment Management. Contact their office in ELK GROVE, California for a consultation.
What are Brent Gerald Mick's credentials?
Brent Gerald Mick is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Brent Gerald Mick located?
Brent Gerald Mick is based in ELK GROVE, California, working with STRATEGIC RETIREMENT ADVISORS, LLC. Their office serves clients in the ELK GROVE metropolitan area and surrounding communities.
How does Brent Gerald Mick charge for services?
Brent Gerald Mick's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STRATEGIC RETIREMENT ADVISORS, LLC?
STRATEGIC RETIREMENT ADVISORS, LLC has approximately 2 employees and manages $191M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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