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Eric Robert Swensen

VISTA WEALTH MANAGEMENT, LLC·E. PALO ALTO, California
Series 65Clean record21 years registeredVISTA WEALTH MANAGEMENT, LLC
2000 UNIVERSITY AVE, E. PALO ALTO, CA 94303CRD# 4906053Firm CRD# 110252

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Eric Robert Swensen · E. PALO ALTO, CA
Registration
CRD #4906053 · VISTA WEALTH MANAGEMENT, LLC · 21 years registered
Brand Profile
Not yet started
01

Career History

FOCUS PARTNERS WEALTH, LLC
May 2025 – present
ADERO PARTNERS, LLC
Aug 2018 – Jun 2025
Rocklin, CA
VISTA WEALTH MANAGEMENT, LLC
Apr 2005 – Aug 2018
PLEASANTON, CA
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · April 4, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
VISTA WEALTH MANAGEMENT, LLC
CRD 110252 · SEC 801-60117
AUM
$1.7B
Regulatory assets under management
Employees
27
1,835 client accounts
Services offered by VISTA WEALTH MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at VISTA WEALTH MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does Eric Robert Swensen offer?
Eric Robert Swensen specializes in Financial Planning, Investment Management. Contact their office in E. PALO ALTO, California for a consultation.
What are Eric Robert Swensen's credentials?
Eric Robert Swensen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Eric Robert Swensen located?
Eric Robert Swensen is based in E. PALO ALTO, California, working with VISTA WEALTH MANAGEMENT, LLC. Their office serves clients in the E. PALO ALTO metropolitan area and surrounding communities.
How does Eric Robert Swensen charge for services?
Eric Robert Swensen's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is VISTA WEALTH MANAGEMENT, LLC?
VISTA WEALTH MANAGEMENT, LLC has approximately 27 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at VISTA WEALTH MANAGEMENT, LLC

Stephen David Mayer
SAN FRANCISCO, CA
Aaron James White
E. PALO ALTO, CA
CFP
Henry Burl Pilger
E. PALO ALTO, CA
PFS

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Research
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