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Mark Edward Harris

NC III, L.L.C.·DANVILLE, California
Clean recordNC III, L.L.C.
649 SAN RAMON VALLEY BLVD, DANVILLE, CA 94526CRD# 4891146Firm CRD# 144185

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Mark Edward Harris · DANVILLE, CA
Registration
CRD #4891146 · NC III, L.L.C.
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Mark Edward Harris is a registered financial advisor based in DANVILLE, California, affiliated with NC III, L.L.C.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Retirement Planning
Client Types
Pension & Retirement Plans
Introduction

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03

Firm Overview

Firm
NC III, L.L.C.
NC III, L.L.C.
AUM
$2.4B
Regulatory assets under management
Employees
36
Total firm employees
Services
Pension consulting
04

Background

Compensation
Percentage of AUM
Performance-based fees
Regulatory
SEC/IARD CRD# 4891146
Firm CRD# 144185
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Mark Edward Harris offer?
Mark Edward Harris specializes in Retirement Planning. Contact their office in DANVILLE, California for a consultation.
What are Mark Edward Harris's credentials?
Mark Edward Harris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Mark Edward Harris located?
Mark Edward Harris is based in DANVILLE, California, working with NC III, L.L.C.. Their office serves clients in the DANVILLE metropolitan area and surrounding communities.
How does Mark Edward Harris charge for services?
Mark Edward Harris's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NC III, L.L.C.?
NC III, L.L.C. has approximately 36 employees and manages $2.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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