Unclaimed Profile

David Paul Herrmann

HERRMANN & COOKE, INC.·DANVILLE, California

Series 7, Series 22, Series 24, Series 63Clean record29 years registeredHERRMANN & COOKE, INC.

370 DIABLO ROAD, DANVILLE, CA 94526-3438CRD# 1140606Firm CRD# 110722

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Paul Herrmann · DANVILLE, CA

Registration

CRD #1140606 · HERRMANN & COOKE, INC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HERRMANN & COOKE, INC.

EDELMAN FINANCIAL ENGINES

Sep 2022 – Jan 2024

DANVILLE, CA

HERRMANN & COOKE WEALTH MANAGEMENT

Jan 2006 – Oct 2022

DANVILLE, CA

HERRMANN FINANCIAL SERVICES INC

Jul 1997 – Dec 2005

DANVILLE, CA

Registrations & Exams

FINRA examinations passed

Series 7

Series 22

Series 24

Series 63

Registration record

First registered · July 8, 1997

Years registered · 29

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HERRMANN & COOKE, INC.

CRD 110722 · SEC 801-31115

AUM

$493M

Regulatory assets under management

Employees

1,440 client accounts

Services offered by HERRMANN & COOKE, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at HERRMANN & COOKE, INC. →

Introduction

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Frequently Asked Questions

What services does David Paul Herrmann offer?

David Paul Herrmann specializes in Financial Planning, Investment Management.

What are David Paul Herrmann's credentials?

David Paul Herrmann is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Paul Herrmann located?

David Paul Herrmann is based in DANVILLE, California, last registered with HERRMANN & COOKE, INC..

How does David Paul Herrmann charge for services?

David Paul Herrmann's firm is compensated through percentage of aum, hourly charges, subscription fees, other: 3rd party management fees (edelman managed asset program). Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HERRMANN & COOKE, INC.?

HERRMANN & COOKE, INC. has approximately 10 employees and manages $493M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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