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Carol Somoano

ASSET PLANNING, INC·CYPRESS, California
Clean record21 years registeredASSET PLANNING, INC
10601 WALKER STREET, CYPRESS, CA 90630CRD# 4972541Firm CRD# 111535

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Carol Somoano · CYPRESS, CA
Registration
CRD #4972541 · ASSET PLANNING, INC · 21 years registered
Brand Profile
Not yet started
01

Career History

ASSET PLANNING, INC
Jun 2005 – present
02

Registrations & Exams

Registration record
First registered · June 3, 2005
Years registered · 21
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ASSET PLANNING, INC
CRD 111535 · SEC 801-62993
AUM
$446M
Regulatory assets under management
Employees
6
390 client accounts
Services offered by ASSET PLANNING, INC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ASSET PLANNING, INC →
Introduction

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05

Frequently Asked Questions

What services does Carol Somoano offer?
Carol Somoano specializes in Financial Planning, Investment Management. Contact their office in CYPRESS, California for a consultation.
What are Carol Somoano's credentials?
Carol Somoano is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Carol Somoano located?
Carol Somoano is based in CYPRESS, California, working with ASSET PLANNING, INC. Their office serves clients in the CYPRESS metropolitan area and surrounding communities.
How does Carol Somoano charge for services?
Carol Somoano's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ASSET PLANNING, INC?
ASSET PLANNING, INC has approximately 6 employees and manages $446M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at ASSET PLANNING, INC

Erin Marie Nelsen
CYPRESS, CA
Carol Jolene Patrick
CYPRESS, CA
Diane Kay Burch
CYPRESS, CA
Sandra Cheryl Field
CYPRESS, CA

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