Unclaimed Profile

Tuan Anh Ngo

VFG ADVISORS, INC.·CULVER CITY, California

SIE, Series 4, Series 6, Series 7, Series 9, Series 10, Series 14, Series 24, Series 52TO, Series 53, Series 55, Series 57TO, Series 63, Series 65, Series 82TO, Series 99TO15 years registeredVFG ADVISORS, INC.

100 CORPORATE POINTE, CULVER CITY, CA 90230-7612CRD# 2819426Firm CRD# 150370

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Tuan Anh Ngo · CULVER CITY, CA

Registration

CRD #2819426 · VFG ADVISORS, INC. · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: VFG ADVISORS, INC.

DELTA INVESTMENT MANAGEMENT, LLC

Nov 2018 – Apr 2019

Los Angeles, CA

VFG ADVISORS, INC.

Jun 2011 – Dec 2018

LOS ANGELES, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 6

Series 7

Series 9

Series 10

Series 14

Series 24

Series 52TO

Series 53

Series 55

Series 57TO

Series 63

Series 65

Series 82TO

Series 99TO

Registration record

First registered · June 23, 2011

Years registered · 15

Disclosure History

2019Customer Dispute·Settled

2018Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

VFG ADVISORS, INC.

CRD 150370 · SEC 801-72405

AUM

$74M

Regulatory assets under management

Employees

770 client accounts

Services offered by VFG ADVISORS, INC.

Per Form ADV

Security ratings or pricing services

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Nonprofits & Foundations

View all advisors at VFG ADVISORS, INC. →

Introduction

Speak with Tuan

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Tuan is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in CULVER CITY?

Browse all registered financial advisors in CULVER CITY, California or claim this profile if it's yours.

Browse CULVER CITY Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Tuan Anh Ngo offer?

Tuan Anh Ngo is a registered financial advisor in CULVER CITY, California.

What are Tuan Anh Ngo's credentials?

Tuan Anh Ngo is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Tuan Anh Ngo located?

Tuan Anh Ngo is based in CULVER CITY, California, last registered with VFG ADVISORS, INC..

How does Tuan Anh Ngo charge for services?

Tuan Anh Ngo's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is VFG ADVISORS, INC.?

VFG ADVISORS, INC. has approximately 11 employees and manages $74M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →