Unclaimed Profile

Richard Edward Steiny

ASSETMARK, INC.·CONCORD, California

SIE, Series 1, Series 7, Series 24, Series 63, Series 6529 years registeredASSETMARK, INC.

1655 GRANT STREET, CONCORD, CA 94520-2445CRD# 604094Firm CRD# 109018

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Edward Steiny · CONCORD, CA

Registration

CRD #604094 · ASSETMARK, INC. · 29 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASSETMARK, INC.

ASSETMARK, INC.

Apr 1997 – Jan 2017

SAN MATEO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · April 14, 1997

Years registered · 29

Disclosure History

1986Regulatory·Final

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ASSETMARK, INC.

CRD 109018 · SEC 801-56323

AUM

$65.6B

Regulatory assets under management

Employees

709

374,574 client accounts

Services offered by ASSETMARK, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at ASSETMARK, INC. →

Introduction

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Frequently Asked Questions

What services does Richard Edward Steiny offer?

Richard Edward Steiny specializes in Investment Management.

What are Richard Edward Steiny's credentials?

Richard Edward Steiny is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Edward Steiny located?

Richard Edward Steiny is based in CONCORD, California, last registered with ASSETMARK, INC..

How does Richard Edward Steiny charge for services?

Richard Edward Steiny's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASSETMARK, INC.?

ASSETMARK, INC. has approximately 709 employees and manages $65.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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