Unclaimed Profile

Gregory Gerard Kern

PURSUE WEALTH PARTNERS, LLC·CLAYTON, California

SIE, Series 7, Series 63, Series 6524 years registeredPURSUE WEALTH PARTNERS, LLC

6024 MAIN STREET, CLAYTON, CA 94517CRD# 2116437Firm CRD# 326348

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gregory Gerard Kern · CLAYTON, CA

Registration

CRD #2116437 · PURSUE WEALTH PARTNERS, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PURSUE WEALTH PARTNERS, LLC

PURSUE WEALTH PARTNERS, LLC

May 2023 – Jan 2026

ALAMO, CA

ICAPITAL WEALTH LLC

Nov 2020 – Jun 2023

CLAYTON, CA

RAYMOND JAMES & ASSOCIATES, INC.

Sep 2016 – Dec 2020

San Francisco, CA

DEUTSCHE BANK SECURITIES INC.

Apr 2008 – Sep 2016

SAN FRANCISCO, CA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Aug 2003 – Apr 2008

SAN FRANCISCO, CA

BANC OF AMERICA SECURITIES LLC

Aug 2002 – Aug 2003

SAN FRANCISCO, CA

RYAN, BECK & CO., LLC.

Jul 2002 – Aug 2002

SAN FRANCISCO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · July 31, 2002

Years registered · 24

Disclosure History

2011Customer Dispute·Denied

2010Customer Dispute·Denied

2009Customer Dispute·Denied

2009Customer Dispute·Settled

2005Customer Dispute·Denied

2003Customer Dispute·Settled

10 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PURSUE WEALTH PARTNERS, LLC

CRD 326348 · SEC 801-127939

AUM

$207M

Regulatory assets under management

Employees

108 client accounts

Services offered by PURSUE WEALTH PARTNERS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PURSUE WEALTH PARTNERS, LLC →

Introduction

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Frequently Asked Questions

What services does Gregory Gerard Kern offer?

Gregory Gerard Kern specializes in Financial Planning, Investment Management.

What are Gregory Gerard Kern's credentials?

Gregory Gerard Kern is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Gregory Gerard Kern located?

Gregory Gerard Kern is based in CLAYTON, California, last registered with PURSUE WEALTH PARTNERS, LLC.

How does Gregory Gerard Kern charge for services?

Gregory Gerard Kern's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PURSUE WEALTH PARTNERS, LLC?

PURSUE WEALTH PARTNERS, LLC has approximately 3 employees and manages $207M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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Other Advisors at PURSUE WEALTH PARTNERS, LLC

Yarenis Rosa Rodriguez

CLAYTON, CA

Jarrett Alexander Brady

CLAYTON, CA

Browse by Specialty

Investment Management Retirement Planning Wealth Management Financial Planning Fee-Only Advisory Financial Education

Nearby cities in California

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City Guides

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Research

Advisor Fees in California National Fee Analysis

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