Unclaimed Profile

Gaetan Thomas Scalzo

CLAREMONT FINANCIAL GROUP,INC.·CLAREMONT, California

SIE, Series 6, Series 7, Series 63, Series 66CFPClean record23 years registeredCLAREMONT FINANCIAL GROUP,INC.

464 NORTH INDIAN HILL BLVD., CLAREMONT, CA 91711-4650CRD# 2898363Firm CRD# 107806

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Gaetan Thomas Scalzo · CLAREMONT, CA

Registration

CRD #2898363 · CLAREMONT FINANCIAL GROUP,INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CLAREMONT FINANCIAL GROUP,INC.

CLAREMONT FINANCIAL GROUP,INC.

Apr 2011 – Mar 2026

CLAREMONT, CA

THE ELEMENTS FINANCIAL GROUP, LLC

Apr 2009 – Dec 2011

NASHVILLE, TN

ASSOCIATED PLANNERS INVESTMENT ADVISORY INC

Nov 2002 – Jan 2006

COSTA MESA, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · November 21, 2002

Years registered · 23

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CLAREMONT FINANCIAL GROUP,INC.

CRD 107806 · SEC 801-57506

AUM

$110M

Regulatory assets under management

Employees

545 client accounts

Services offered by CLAREMONT FINANCIAL GROUP,INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CLAREMONT FINANCIAL GROUP,INC. →

Introduction

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Frequently Asked Questions

What services does Gaetan Thomas Scalzo offer?

Gaetan Thomas Scalzo specializes in Financial Planning, Investment Management.

What are Gaetan Thomas Scalzo's credentials?

Gaetan Thomas Scalzo holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Gaetan Thomas Scalzo located?

Gaetan Thomas Scalzo is based in CLAREMONT, California, last registered with CLAREMONT FINANCIAL GROUP,INC..

How does Gaetan Thomas Scalzo charge for services?

Gaetan Thomas Scalzo's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CLAREMONT FINANCIAL GROUP,INC.?

CLAREMONT FINANCIAL GROUP,INC. has approximately 4 employees and manages $110M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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