Unclaimed Profile

Miste Lee Cliadakis

BAY CLIADAKIS & ASSOCIATES, LLC·CHICO, California

SIE, Series 7, Series 24, Series 51, Series 63, Series 66, Series 99TO19 years registeredBAY CLIADAKIS & ASSOCIATES, LLC

1074 E. AVE. SUITE T1, CHICO, CA 95926CRD# 4053534Firm CRD# 301214

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Miste Lee Cliadakis · CHICO, CA

Registration

CRD #4053534 · BAY CLIADAKIS & ASSOCIATES, LLC · 19 years registered

Brand Profile

Not yet started

Career History

ALTUM WEALTH ADVISORS

May 2019 – present

PURSHE KAPLAN STERLING INVESTMENTS

May 2019 – present

FIRST ALLIED ADVISORY SERVICES, INC.

May 2012 – Jun 2019

CHICO, CA

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Jan 2009 – Apr 2012

CHICO, CA

RAYMOND JAMES FINANCIAL SERVICES

Jul 2007 – Jan 2009

CHICO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 51

Series 63

Series 66

Series 99TO

Registration record

First registered · July 25, 2007

Years registered · 19

Disclosure History

2012Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BAY CLIADAKIS & ASSOCIATES, LLC

CRD 301214 · SEC 801-115297

AUM

$49M

Regulatory assets under management

Employees

202 client accounts

Services offered by BAY CLIADAKIS & ASSOCIATES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BAY CLIADAKIS & ASSOCIATES, LLC →

Introduction

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Frequently Asked Questions

What services does Miste Lee Cliadakis offer?

Miste Lee Cliadakis specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in CHICO, California for a consultation.

What are Miste Lee Cliadakis's credentials?

Miste Lee Cliadakis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Miste Lee Cliadakis located?

Miste Lee Cliadakis is based in CHICO, California, working with BAY CLIADAKIS & ASSOCIATES, LLC. Their office serves clients in the CHICO metropolitan area and surrounding communities.

How does Miste Lee Cliadakis charge for services?

Miste Lee Cliadakis's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BAY CLIADAKIS & ASSOCIATES, LLC?

BAY CLIADAKIS & ASSOCIATES, LLC has approximately 3 employees and manages $49M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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