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Joseph Daniel Sweeney

SWEENEY & MICHEL, LLC·CHICO, California
SIE, Series 7, Series 66CFPClean record15 years registeredSWEENEY & MICHEL, LLC
196 COHASSET ROAD, CHICO, CA 95926CRD# 4968553Firm CRD# 282595

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joseph Daniel Sweeney · CHICO, CA
Registration
CRD #4968553 · SWEENEY & MICHEL, LLC · 15 years registered
Brand Profile
Not yet started
01

Career History

SWEENEY & MICHEL, LLC
Mar 2016 – present
CETERA ADVISOR NETWORKS LLC
Oct 2010 – Dec 2018
CHICO, CA
02

Registrations & Exams

FINRA examinations passed
SIE
Series 7
Series 66
Registration record
First registered · October 20, 2010
Years registered · 15
Professional designation · CFP
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SWEENEY & MICHEL, LLC
CRD 282595 · SEC 801-113350
AUM
$558M
Regulatory assets under management
Employees
6
1,602 client accounts
Services offered by SWEENEY & MICHEL, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at SWEENEY & MICHEL, LLC →
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05

Frequently Asked Questions

What services does Joseph Daniel Sweeney offer?
Joseph Daniel Sweeney specializes in Financial Planning, Investment Management. Contact their office in CHICO, California for a consultation.
What are Joseph Daniel Sweeney's credentials?
Joseph Daniel Sweeney holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.
Where is Joseph Daniel Sweeney located?
Joseph Daniel Sweeney is based in CHICO, California, working with SWEENEY & MICHEL, LLC. Their office serves clients in the CHICO metropolitan area and surrounding communities.
How does Joseph Daniel Sweeney charge for services?
Joseph Daniel Sweeney's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SWEENEY & MICHEL, LLC?
SWEENEY & MICHEL, LLC has approximately 6 employees and manages $558M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at SWEENEY & MICHEL, LLC

Brian Philip Sweeney
CHICO, CA
Renee Ann Michel
CHICO, CA

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