Unclaimed Profile

Thomas Eugene Nugent

PLANMEMBER ASSET MANAGEMENT CORPORATION·CARPINTERIA, California

Series 7, Series 65Clean record23 years registeredPLANMEMBER ASSET MANAGEMENT CORPORATION

6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013CRD# 1043494Firm CRD# 289591

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Eugene Nugent · CARPINTERIA, CA

Registration

CRD #1043494 · PLANMEMBER ASSET MANAGEMENT CORPORATION · 23 years registered

Brand Profile

Not yet started

Career History

VICTORIA CAPITAL MANAGEMENT, INC.

Aug 2025 – present

VICTORIA CAPITAL MANAGEMENT, INC.

Jul 2003 – Jul 2025

CHARLESTON, SC

Registrations & Exams

FINRA examinations passed

Series 7

Series 65

Registration record

First registered · July 14, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

PLANMEMBER ASSET MANAGEMENT CORPORATION

CRD 289591 · SEC 801-111678

Employees

Total firm employees

Services offered by PLANMEMBER ASSET MANAGEMENT CORPORATION

Per Form ADV

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

View all advisors at PLANMEMBER ASSET MANAGEMENT CORPORATION →

Introduction

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Frequently Asked Questions

What services does Thomas Eugene Nugent offer?

Thomas Eugene Nugent specializes in Investment Management, Fee-Only Advisory. Contact their office in CARPINTERIA, California for a consultation.

What are Thomas Eugene Nugent's credentials?

Thomas Eugene Nugent is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Eugene Nugent located?

Thomas Eugene Nugent is based in CARPINTERIA, California, working with PLANMEMBER ASSET MANAGEMENT CORPORATION. Their office serves clients in the CARPINTERIA metropolitan area and surrounding communities.

How does Thomas Eugene Nugent charge for services?

Thomas Eugene Nugent's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PLANMEMBER ASSET MANAGEMENT CORPORATION?

PLANMEMBER ASSET MANAGEMENT CORPORATION has approximately 8 employees. The firm is registered with the SEC as an investment adviser.

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