Claim Profile
Unclaimed Profile
TN

Thomas Eugene Nugent

PLANMEMBER ASSET MANAGEMENT CORPORATION·CARPINTERIA, California
PLANMEMBER ASSET MANAGEMENT CORPORATION
6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013CRD# 1043494Firm CRD# 289591

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Thomas Eugene Nugent · CARPINTERIA, CA
Registration
CRD #1043494 · PLANMEMBER ASSET MANAGEMENT CORPORATION
Brand Profile
Not yet started
Disclosure history
4 disclosures on file · See FINRA BrokerCheck for full record
01

About

Thomas Eugene Nugent is a registered financial advisor based in CARPINTERIA, California, affiliated with PLANMEMBER ASSET MANAGEMENT CORPORATION. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Investment Management
Fee-Only Advisory
Client Types
Individuals
Introduction

Speak with Thomas

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Thomas is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
PLANMEMBER ASSET MANAGEMENT CORPORATION
PLANMEMBER ASSET MANAGEMENT CORPORATION
AUM
Regulatory assets under management
Employees
8
Total firm employees
Services
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 1043494
Firm CRD# 289591
View on FINRA BrokerCheck →

Looking for a financial advisor in CARPINTERIA?

Browse all registered financial advisors in CARPINTERIA, California or claim this profile if it's yours.

05

Frequently Asked Questions

What services does Thomas Eugene Nugent offer?
Thomas Eugene Nugent specializes in Investment Management, Fee-Only Advisory. Contact their office in CARPINTERIA, California for a consultation.
What are Thomas Eugene Nugent's credentials?
Thomas Eugene Nugent is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Thomas Eugene Nugent located?
Thomas Eugene Nugent is based in CARPINTERIA, California, working with PLANMEMBER ASSET MANAGEMENT CORPORATION. Their office serves clients in the CARPINTERIA metropolitan area and surrounding communities.
How does Thomas Eugene Nugent charge for services?
Thomas Eugene Nugent's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is PLANMEMBER ASSET MANAGEMENT CORPORATION?
PLANMEMBER ASSET MANAGEMENT CORPORATION has approximately 8 employees. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →