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David Bruce Elliott

CONVERGENT WEALTH ADVISORS, LLC·CALIFORNIA, California
Series 65Clean record23 years registeredCONVERGENT WEALTH ADVISORS, LLC
555 S. FLOWER ST., CALIFORNIA, CA 90071CRD# 4579531Firm CRD# 143719

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Bruce Elliott · CALIFORNIA, CA
Registration
CRD #4579531 · CONVERGENT WEALTH ADVISORS, LLC · 23 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: CONVERGENT WEALTH ADVISORS, LLC
CONVERGENT WEALTH ADVISORS, LLC
May 2007 – Oct 2016
POTOMAC, MD
LYDIAN WEALTH MANAGEMENT COMPANY, LLC
Jan 2003 – May 2007
ROCKVILLE, MD
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 2, 2003
Years registered · 23
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CONVERGENT WEALTH ADVISORS, LLC
CRD 143719 · SEC 802-114776
AUM
$20M
Regulatory assets under management
Services offered by CONVERGENT WEALTH ADVISORS, LLC
Per Form ADV
Pension consulting
Client types served by the firm
Per Form ADV
Pension & Retirement Plans
View all advisors at CONVERGENT WEALTH ADVISORS, LLC →
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05

Frequently Asked Questions

What services does David Bruce Elliott offer?
David Bruce Elliott specializes in Retirement Planning.
What are David Bruce Elliott's credentials?
David Bruce Elliott is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Bruce Elliott located?
David Bruce Elliott is based in CALIFORNIA, California, last registered with CONVERGENT WEALTH ADVISORS, LLC.
How does David Bruce Elliott charge for services?
David Bruce Elliott's firm is compensated through other: liquidating funds, no fees are being collected. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CONVERGENT WEALTH ADVISORS, LLC?
CONVERGENT WEALTH ADVISORS, LLC is a registered investment adviser with the SEC, managing $20M in regulatory assets under management. See their Form ADV for full details.
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Other Advisors at CONVERGENT WEALTH ADVISORS, LLC

Michael Joseph Pagano
CALIFORNIA, CA
Julianne Marie Fries
CALIFORNIA, CA

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
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Research
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