Unclaimed Profile

William Norman Carlson

CARLSON, WILLIAM NORMAN·BELMONT, California

Series 6, Series 7, Series 22, Series 24, Series 63Clean record15 years registeredCARLSON, WILLIAM NORMAN

1766 TERRACE DRIVE, BELMONT, CA 94002-1575CRD# 1358329Firm CRD# 121264

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Norman Carlson · BELMONT, CA

Registration

CRD #1358329 · CARLSON, WILLIAM NORMAN · 15 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CARLSON, WILLIAM NORMAN

FOG CITY ADVISORS, LLC

Jun 2011 – Sep 2022

BELMONT, CA

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 22

Series 24

Series 63

Registration record

First registered · June 30, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CARLSON, WILLIAM NORMAN

CRD 121264 · SEC 801-66327

AUM

$28M

Regulatory assets under management

Employees

252 client accounts

Services offered by CARLSON, WILLIAM NORMAN

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CARLSON, WILLIAM NORMAN →

Introduction

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Frequently Asked Questions

What services does William Norman Carlson offer?

William Norman Carlson specializes in Financial Planning, Investment Management, Wealth Management.

What are William Norman Carlson's credentials?

William Norman Carlson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Norman Carlson located?

William Norman Carlson is based in BELMONT, California, last registered with CARLSON, WILLIAM NORMAN.

How does William Norman Carlson charge for services?

William Norman Carlson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CARLSON, WILLIAM NORMAN?

CARLSON, WILLIAM NORMAN has approximately 1 employees and manages $28M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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