Unclaimed Profile

Beau Thomas Woodward

WOODWARD DIVERSIFIED CAPITAL, LLC·BAKERSFIELD, California

SIE, Series 7, Series 31, Series 66Clean record23 years registeredWOODWARD DIVERSIFIED CAPITAL, LLC

5401 BUSINESS PARK SOUTH, BAKERSFIELD, CA 93309CRD# 3177273Firm CRD# 306299

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Beau Thomas Woodward · BAKERSFIELD, CA

Registration

CRD #3177273 · WOODWARD DIVERSIFIED CAPITAL, LLC · 23 years registered

Brand Profile

Not yet started

Career History

WOODWARD DIVERSIFIED CAPITAL, LLC

Mar 2020 – present

WELLS FARGO CLEARING SERVICES, LLC

Jan 2011 – Mar 2020

BAKERSFIELD, CA

WELLS FARGO INVESTMENTS, LLC

Jun 2007 – Jan 2011

BAKERSFIELD, CA

CHARLES SCHWAB & CO., INC.

Feb 2005 – Jul 2007

BAKERSFIELD, CA

BANC OF AMERICA INVESTMENT SERVICES, INC.

Feb 2004 – Nov 2004

ROSEVILLE, CA

MORGAN STANLEY

Feb 2003 – Feb 2004

BAKERSFIELD, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 31

Series 66

Registration record

First registered · February 27, 2003

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

WOODWARD DIVERSIFIED CAPITAL, LLC

CRD 306299 · SEC 801-117741

AUM

$508M

Regulatory assets under management

Employees

1,092 client accounts

Services offered by WOODWARD DIVERSIFIED CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at WOODWARD DIVERSIFIED CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Beau Thomas Woodward offer?

Beau Thomas Woodward specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in BAKERSFIELD, California for a consultation.

What are Beau Thomas Woodward's credentials?

Beau Thomas Woodward is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Beau Thomas Woodward located?

Beau Thomas Woodward is based in BAKERSFIELD, California, working with WOODWARD DIVERSIFIED CAPITAL, LLC. Their office serves clients in the BAKERSFIELD metropolitan area and surrounding communities.

How does Beau Thomas Woodward charge for services?

Beau Thomas Woodward's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WOODWARD DIVERSIFIED CAPITAL, LLC?

WOODWARD DIVERSIFIED CAPITAL, LLC has approximately 5 employees and manages $508M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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