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James Frederick Maino

MAINO JAMES FREDERICK·AVILA BEACH, California
Unclaimed Profile
6621 BAY LAUREL DRIVE, AVILA BEACH, CA 93424CRD# 2754867Firm CRD# 104980
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About

James Frederick Maino is a registered financial advisor based in AVILA BEACH, California, affiliated with MAINO JAMES FREDERICK. This profile is generated from public SEC and FINRA registration data.

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Focus Areas

Specialties
Investment Management
Wealth Management
Client Types
Individuals
03

Firm Overview

Firm
MAINO JAMES FREDERICK
JAMES F. MAINO, REGISTERED INVESTMENT COUNSELLOR, INC.
AUM
$102M
Regulatory assets under management
Employees
3
Total firm employees
Services
Portfolio management (individuals)
Selection of other advisers
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 2754867
Firm CRD# 104980
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Frederick Maino offer?
James Frederick Maino specializes in Investment Management, Wealth Management. Contact their office in AVILA BEACH, California for a consultation.
What are James Frederick Maino's credentials?
James Frederick Maino is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Frederick Maino located?
James Frederick Maino is based in AVILA BEACH, California, working with MAINO JAMES FREDERICK. Their office serves clients in the AVILA BEACH metropolitan area and surrounding communities.
How does James Frederick Maino charge for services?
James Frederick Maino's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MAINO JAMES FREDERICK?
MAINO JAMES FREDERICK has approximately 3 employees and manages $102M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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