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James Frederick Maino

MAINO JAMES FREDERICK·AVILA BEACH, California
Series 3, Series 7, Series 65Clean record9 years registeredMAINO JAMES FREDERICK
6621 BAY LAUREL DRIVE, AVILA BEACH, CA 93424CRD# 2754867Firm CRD# 104980

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Frederick Maino · AVILA BEACH, CA
Registration
CRD #2754867 · MAINO JAMES FREDERICK · 9 years registered
Brand Profile
Not yet started
01

Career History

No current investment adviser registration
Last registered firm: MAINO JAMES FREDERICK
WEST COAST FINANCIAL, LLC
Nov 2016 – Mar 2019
Avila Beach, CA
02

Registrations & Exams

FINRA examinations passed
Series 3
Series 7
Series 65
Registration record
First registered · November 30, 2016
Years registered · 9
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MAINO JAMES FREDERICK
CRD 104980 · SEC 801-9166
AUM
$102M
Regulatory assets under management
Employees
3
189 client accounts
Services offered by MAINO JAMES FREDERICK
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at MAINO JAMES FREDERICK →
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05

Frequently Asked Questions

What services does James Frederick Maino offer?
James Frederick Maino specializes in Investment Management, Wealth Management.
What are James Frederick Maino's credentials?
James Frederick Maino is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Frederick Maino located?
James Frederick Maino is based in AVILA BEACH, California, last registered with MAINO JAMES FREDERICK.
How does James Frederick Maino charge for services?
James Frederick Maino's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MAINO JAMES FREDERICK?
MAINO JAMES FREDERICK has approximately 3 employees and manages $102M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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