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Scott Frederick Colton

COLTON WEALTH MANAGEMENT·ARCADIA, California
Series 7, Series 63, Series 65Clean record24 years registeredCOLTON WEALTH MANAGEMENT
148 E. FOOTHILL BLVD, ARCADIA, CA 91006CRD# 4215362Firm CRD# 150486

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott Frederick Colton · ARCADIA, CA
Registration
CRD #4215362 · COLTON WEALTH MANAGEMENT · 24 years registered
Brand Profile
Not yet started
01

Career History

COLTON WEALTH MANAGEMENT
Jul 2009 – present
LHMP FINANCIAL & INSURANCE SERVICES
Aug 2002 – Mar 2011
PASADENA, CA
NATIONAL PLANNING CORPORATION ("NPC OF AMERICA" IN FL & NY)
Sep 2001 – Aug 2002
PASADENA, CA
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 63
Series 65
Registration record
First registered · September 26, 2001
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
COLTON WEALTH MANAGEMENT
CRD 150486 · SEC 801-129801
AUM
$107M
Regulatory assets under management
Employees
2
254 client accounts
Services offered by COLTON WEALTH MANAGEMENT
Per Form ADV
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at COLTON WEALTH MANAGEMENT →
Introduction

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05

Frequently Asked Questions

What services does Scott Frederick Colton offer?
Scott Frederick Colton specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in ARCADIA, California for a consultation.
What are Scott Frederick Colton's credentials?
Scott Frederick Colton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Frederick Colton located?
Scott Frederick Colton is based in ARCADIA, California, working with COLTON WEALTH MANAGEMENT. Their office serves clients in the ARCADIA metropolitan area and surrounding communities.
How does Scott Frederick Colton charge for services?
Scott Frederick Colton's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is COLTON WEALTH MANAGEMENT?
COLTON WEALTH MANAGEMENT has approximately 2 employees and manages $107M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in California
SAN FRANCISCO (951)LOS ANGELES (679)SAN DIEGO (421)NEWPORT BEACH (277)IRVINE (191)PASADENA (130)WALNUT CREEK (121)SANTA MONICA (118)SANTA BARBARA (103)LA JOLLA (100)
City Guides
SAN FRANCISCO GuideLOS ANGELES GuideSAN DIEGO GuideNEWPORT BEACH GuideIRVINE Guide
Research
Advisor Fees in CaliforniaNational Fee Analysis
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