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Alvin Rogers

FINANCIAL LEGACY MANAGEMENT, INC.·LITTLE ROCK, Arkansas
Unclaimed Profile
13 OFFICE PARK DRIVE, LITTLE ROCK, AR 72211CRD# 2974071Firm CRD# 136348
01

About

Alvin Rogers is a registered financial advisor based in LITTLE ROCK, Arkansas, affiliated with FINANCIAL LEGACY MANAGEMENT, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
FINANCIAL LEGACY MANAGEMENT, INC.
FINANCIAL LEGACY MANAGEMENT, NC.
AUM
$119M
Regulatory assets under management
Employees
2
Total firm employees
View all advisors at FINANCIAL LEGACY MANAGEMENT, INC. →
Services
Financial planning
Portfolio management (individuals)
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: RETAINER FOR FINANCIAL PLANNING
Regulatory
SEC/IARD CRD# 2974071
Firm CRD# 136348
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Alvin Rogers offer?
Alvin Rogers specializes in Financial Planning, Investment Management. Contact their office in LITTLE ROCK, Arkansas for a consultation.
What are Alvin Rogers's credentials?
Alvin Rogers is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Alvin Rogers located?
Alvin Rogers is based in LITTLE ROCK, Arkansas, working with FINANCIAL LEGACY MANAGEMENT, INC.. Their office serves clients in the LITTLE ROCK metropolitan area and surrounding communities.
How does Alvin Rogers charge for services?
Alvin Rogers's firm is compensated through percentage of aum, hourly charges, subscription fees, other: retainer for financial planning. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is FINANCIAL LEGACY MANAGEMENT, INC.?
FINANCIAL LEGACY MANAGEMENT, INC. has approximately 2 employees and manages $119M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in LITTLE ROCK
Barry Michael Corkern — CORKERN BARRY M ADVISORY SERVICES INCJanice Marie Corkern — CORKERN BARRY M ADVISORY SERVICES INCEdward Price Mahaffy — CLIENTFIRST WEALTH MANAGEMENT, LLCDavid Arceneaux Knight — STEPHENS INC.Lunsford Williamson Bridges — METROPOLITAN CAPITAL MANAGEMENT, INC.
Nearby cities in Arkansas
ROGERS (43)FAYETTEVILLE (35)NORTH LITTLE ROCK (24)BENTONVILLE (13)LOWELL (10)
City Guides
ROGERS GuideFAYETTEVILLE GuideNORTH LITTLE ROCK GuideBENTONVILLE GuideLOWELL Guide
Research
Advisor Fees in ArkansasNational Fee Analysis
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