Unclaimed Profile

Timothy Damien Moran

PRIVATE CLIENT LLC·SCOTTSDALE, Arizona

Series 6, Series 7, Series 24, Series 63, Series 65, Series 6620 years registeredPRIVATE CLIENT LLC

6720 N SCOTTSDALE RD, SCOTTSDALE, AZ 85253CRD# 2326078Firm CRD# 145678

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Timothy Damien Moran · SCOTTSDALE, AZ

Registration

CRD #2326078 · PRIVATE CLIENT LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: PRIVATE CLIENT LLC

PRIVATE CLIENT LLC

Sep 2009 – Dec 2012

SCOTTSDALE, AZ

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Jun 2008 – Apr 2010

SCOTTSDALE, AZ

MULTI-FINANCIAL SECURITIES CORPORATION

Oct 2005 – Jun 2008

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · October 12, 2005

Years registered · 20

Disclosure History

2013Regulatory·Final

2012Regulatory·Final

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

PRIVATE CLIENT LLC

CRD 145678 · SEC 801-72717

AUM

$40M

Regulatory assets under management

Employees

239 client accounts

Services offered by PRIVATE CLIENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at PRIVATE CLIENT LLC →

Introduction

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Frequently Asked Questions

What services does Timothy Damien Moran offer?

Timothy Damien Moran specializes in Financial Planning, Investment Management.

What are Timothy Damien Moran's credentials?

Timothy Damien Moran is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Timothy Damien Moran located?

Timothy Damien Moran is based in SCOTTSDALE, Arizona, last registered with PRIVATE CLIENT LLC.

How does Timothy Damien Moran charge for services?

Timothy Damien Moran's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is PRIVATE CLIENT LLC?

PRIVATE CLIENT LLC has approximately 3 employees and manages $40M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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