Unclaimed Profile

Rick Lewis Horton

WEALTHPLAN ADVISORS, LLC·SCOTTSDALE, Arizona

SIE, Series 3, Series 7, Series 8, Series 63, Series 6515 years registeredWEALTHPLAN ADVISORS, LLC

8777 N GAINEY CENTER DRIVE, SCOTTSDALE, AZ 85258CRD# 1346665Firm CRD# 150573

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Rick Lewis Horton · SCOTTSDALE, AZ

Registration

CRD #1346665 · WEALTHPLAN ADVISORS, LLC · 15 years registered

Brand Profile

Not yet started

Career History

HUB INVESTMENT PARTNERS, LLC

Aug 2025 – present

GLOBAL RETIREMENT PARTNERS LLC

Jun 2022 – present

WEALTHPLAN ADVISORS, LLC

Dec 2021 – Feb 2023

SCOTTSDALE, AZ

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Mar 2011 – Oct 2011

SCOTTSDALE, AZ

WEALTHPLAN ADVISORS, LLC

Jan 2011 – Nov 2021

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 8

Series 63

Series 65

Registration record

First registered · January 13, 2011

Years registered · 15

Disclosure History

2000Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

WEALTHPLAN ADVISORS, LLC

CRD 150573 · SEC 801-76650

AUM

$2.3B

Regulatory assets under management

Employees

982 client accounts

Services offered by WEALTHPLAN ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at WEALTHPLAN ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Rick Lewis Horton offer?

Rick Lewis Horton specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Rick Lewis Horton's credentials?

Rick Lewis Horton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Rick Lewis Horton located?

Rick Lewis Horton is based in SCOTTSDALE, Arizona, working with WEALTHPLAN ADVISORS, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Rick Lewis Horton charge for services?

Rick Lewis Horton's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is WEALTHPLAN ADVISORS, LLC?

WEALTHPLAN ADVISORS, LLC has approximately 18 employees and manages $2.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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