Unclaimed Profile

Richard Alan Siegel

ARQ WEALTH ADVISORS, LLC·SCOTTSDALE, Arizona

Series 6, Series 7, Series 24, Series 63, Series 66Clean record25 years registeredARQ WEALTH ADVISORS, LLC

14500 N. NORTHSIGHT BLVD, SCOTTSDALE, AZ 85260CRD# 2857109Firm CRD# 147351

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Alan Siegel · SCOTTSDALE, AZ

Registration

CRD #2857109 · ARQ WEALTH ADVISORS, LLC · 25 years registered

Brand Profile

Not yet started

Career History

ARQ WEALTH ADVISORS, LLC

Feb 2025 – present

ARQ WEALTH ADVISORS, LLC

Jul 2008 – Feb 2025

Scottsdale, AZ

VANGUARD ADVISERS INC

Oct 2000 – Jul 2008

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · October 2, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ARQ WEALTH ADVISORS, LLC

CRD 147351 · SEC 801-107346

AUM

$520M

Regulatory assets under management

Employees

1,342 client accounts

Services offered by ARQ WEALTH ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ARQ WEALTH ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Alan Siegel offer?

Richard Alan Siegel specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Richard Alan Siegel's credentials?

Richard Alan Siegel is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Alan Siegel located?

Richard Alan Siegel is based in SCOTTSDALE, Arizona, working with ARQ WEALTH ADVISORS, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Richard Alan Siegel charge for services?

Richard Alan Siegel's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARQ WEALTH ADVISORS, LLC?

ARQ WEALTH ADVISORS, LLC has approximately 11 employees and manages $520M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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