Unclaimed Profile

Richard L Oxford

GFS, INC.·SCOTTSDALE, Arizona

Series 65Clean record18 years registeredGFS, INC.

6720 N SCOTTSDALE RD, SCOTTSDALE, AZ 85253CRD# 5475549Firm CRD# 165178

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard L Oxford · SCOTTSDALE, AZ

Registration

CRD #5475549 · GFS, INC. · 18 years registered

Brand Profile

Not yet started

Career History

DUTCH ASSET CORPORATION

Feb 2016 – present

SOWELL MANAGEMENT SERVICES

May 2014 – Dec 2015

PHOENIX, AZ

PRIVATE CLIENT GROUP

Jul 2013 – May 2014

SCOTTSDALE, AZ

PRIVATE CLIENT LLC

Apr 2013 – Sep 2013

SCOTTSDALE, AZ

PRIVATE CLIENT LLC

Jun 2010 – Jun 2012

SCOTTSDALE, AZ

PENSION PROTECTION ADVISORS, LLC

Oct 2008 – Apr 2010

SUN CITY, AZ

BROKERS INTERNATIONAL FINANCIAL SERVICES, LLC

Jan 2008 – Nov 2008

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · January 15, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

GFS, INC.

CRD 165178 · SEC 801-78545

AUM

$114M

Regulatory assets under management

Employees

705 client accounts

Services offered by GFS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at GFS, INC. →

Introduction

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Frequently Asked Questions

What services does Richard L Oxford offer?

Richard L Oxford specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Richard L Oxford's credentials?

Richard L Oxford is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard L Oxford located?

Richard L Oxford is based in SCOTTSDALE, Arizona, working with GFS, INC.. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Richard L Oxford charge for services?

Richard L Oxford's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GFS, INC.?

GFS, INC. has approximately 6 employees and manages $114M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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