Unclaimed Profile

Richard Clement Goldman

RICH GOLDMAN ASSET MGMT, LLC·SCOTTSDALE, Arizona

Series 7, Series 9, Series 24, Series 63, Series 6520 years registeredRICH GOLDMAN ASSET MGMT, LLC

7373 E. DOUBLETREE RANCH RD., SCOTTSDALE, AZ 85258CRD# 1139360Firm CRD# 146689

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Clement Goldman · SCOTTSDALE, AZ

Registration

CRD #1139360 · RICH GOLDMAN ASSET MGMT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

CONSCIENT CAPITAL, LLC

Oct 2009 – present

TRIAD ADVISORS, INC.

Aug 2008 – Aug 2008

SCOTTSDALE, AZ

WACHOVIA SECURITIES FINANCIAL NETWORK, LLC

Jun 2006 – Aug 2008

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

Series 7

Series 9

Series 24

Series 63

Series 65

Registration record

First registered · June 9, 2006

Years registered · 20

Disclosure History

2013Customer Dispute·Settled

2004Customer Dispute·Settled

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

RICH GOLDMAN ASSET MGMT, LLC

CRD 146689 · SEC 801-70681

AUM

$78M

Regulatory assets under management

Employees

250 client accounts

Services offered by RICH GOLDMAN ASSET MGMT, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at RICH GOLDMAN ASSET MGMT, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Clement Goldman offer?

Richard Clement Goldman specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Richard Clement Goldman's credentials?

Richard Clement Goldman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Clement Goldman located?

Richard Clement Goldman is based in SCOTTSDALE, Arizona, working with RICH GOLDMAN ASSET MGMT, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Richard Clement Goldman charge for services?

Richard Clement Goldman's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RICH GOLDMAN ASSET MGMT, LLC?

RICH GOLDMAN ASSET MGMT, LLC has approximately 1 employees and manages $78M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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