Unclaimed Profile

Michael A Baker

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER·SCOTTSDALE, Arizona

SIE, Series 7, Series 24, Series 27, Series 63, Series 99TOClean recordUNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

7333 EAST DOUBLETREE RANCH RD, SUITE 120, SCOTTSDALE, AZ 85258CRD# 4037933Firm CRD# 20804

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael A Baker · SCOTTSDALE, AZ

Registration

CRD #4037933 · UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Brand Profile

Not yet started

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 63

Series 99TO

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD 20804 · SEC 801-57198

AUM

$9.3B

Regulatory assets under management

Employees

570

43,221 client accounts

Services offered by UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER →

Introduction

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Frequently Asked Questions

What services does Michael A Baker offer?

Michael A Baker specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Michael A Baker's credentials?

Michael A Baker is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael A Baker located?

Michael A Baker is based in SCOTTSDALE, Arizona, working with UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Michael A Baker charge for services?

Michael A Baker's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER?

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER has approximately 570 employees and manages $9.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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