Unclaimed Profile

Merrill Joseph Sauriol

ARMA FINANCIAL SERVICES, INC.·SCOTTSDALE, Arizona

Series 1, Series 3, Series 4, Series 12, Series 24, Series 6335 years registeredARMA FINANCIAL SERVICES, INC.

18899 N. THOMPSON PEAK PKWY., SCOTTSDALE, AZ 85255CRD# 411469Firm CRD# 18033

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Merrill Joseph Sauriol · SCOTTSDALE, AZ

Registration

CRD #411469 · ARMA FINANCIAL SERVICES, INC. · 35 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ARMA FINANCIAL SERVICES, INC.

ARMA FINANCIAL SERVICES, INC.

Jul 1991 – Apr 2012

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

Series 1

Series 3

Series 4

Series 12

Series 24

Series 63

Registration record

First registered · July 23, 1991

Years registered · 35

Disclosure History

1990Customer Dispute·Award / Judgment

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ARMA FINANCIAL SERVICES, INC.

CRD 18033 · SEC 801-29011

AUM

$69M

Regulatory assets under management

Employees

316 client accounts

Services offered by ARMA FINANCIAL SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ARMA FINANCIAL SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Merrill Joseph Sauriol offer?

Merrill Joseph Sauriol specializes in Financial Planning, Investment Management, Wealth Management.

What are Merrill Joseph Sauriol's credentials?

Merrill Joseph Sauriol is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Merrill Joseph Sauriol located?

Merrill Joseph Sauriol is based in SCOTTSDALE, Arizona, last registered with ARMA FINANCIAL SERVICES, INC..

How does Merrill Joseph Sauriol charge for services?

Merrill Joseph Sauriol's firm is compensated through percentage of aum, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ARMA FINANCIAL SERVICES, INC.?

ARMA FINANCIAL SERVICES, INC. has approximately 6 employees and manages $69M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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