Unclaimed Profile

Joseph John Laux

SILVERHAWK ASSET MANAGEMENT, LLC·SCOTTSDALE, Arizona

SIE, Series 6, Series 7, Series 63, Series 65Clean record15 years registeredSILVERHAWK ASSET MANAGEMENT, LLC

21090 N. PIMA ROAD, SCOTTSDALE, AZ 85255CRD# 5137192Firm CRD# 167798

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph John Laux · SCOTTSDALE, AZ

Registration

CRD #5137192 · SILVERHAWK ASSET MANAGEMENT, LLC · 15 years registered

Brand Profile

Not yet started

Career History

CWM, LLC

May 2023 – present

SILVERHAWK ASSET MANAGEMENT, LLC

Oct 2013 – Mar 2024

SCOTTSDALE, AZ

PIONEER ADVISORS, LLC

Jun 2011 – Sep 2013

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · June 3, 2011

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SILVERHAWK ASSET MANAGEMENT, LLC

CRD 167798 · SEC 801-78166

AUM

$405M

Regulatory assets under management

Employees

3,230 client accounts

Services offered by SILVERHAWK ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SILVERHAWK ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Joseph John Laux offer?

Joseph John Laux specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Joseph John Laux's credentials?

Joseph John Laux is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph John Laux located?

Joseph John Laux is based in SCOTTSDALE, Arizona, working with SILVERHAWK ASSET MANAGEMENT, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Joseph John Laux charge for services?

Joseph John Laux's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SILVERHAWK ASSET MANAGEMENT, LLC?

SILVERHAWK ASSET MANAGEMENT, LLC has approximately 9 employees and manages $405M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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