Unclaimed Profile

John Lawrence Brotherton

BROTHERTON INVESTMENT CONSULTANTS LLC·SCOTTSDALE, Arizona

Series 7, Series 24, Series 63, Series 65Clean record21 years registeredBROTHERTON INVESTMENT CONSULTANTS LLC

8658 E. SAN ALBERTO DRIVE, SCOTTSDALE, AZ 85258CRD# 1140311Firm CRD# 112595

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Lawrence Brotherton · SCOTTSDALE, AZ

Registration

CRD #1140311 · BROTHERTON INVESTMENT CONSULTANTS LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BROTHERTON INVESTMENT CONSULTANTS LLC

GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT

Oct 2013 – Jul 2023

SCOTTSDALE, AZ

BROTHERTON INVESTMENT CONSULTANTS LLC

Apr 2005 – Oct 2013

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · April 15, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BROTHERTON INVESTMENT CONSULTANTS LLC

CRD 112595 · SEC 801-57805

AUM

$151M

Regulatory assets under management

Employees

539 client accounts

Services offered by BROTHERTON INVESTMENT CONSULTANTS LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BROTHERTON INVESTMENT CONSULTANTS LLC →

Introduction

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Frequently Asked Questions

What services does John Lawrence Brotherton offer?

John Lawrence Brotherton specializes in Financial Planning, Investment Management, Wealth Management.

What are John Lawrence Brotherton's credentials?

John Lawrence Brotherton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Lawrence Brotherton located?

John Lawrence Brotherton is based in SCOTTSDALE, Arizona, last registered with BROTHERTON INVESTMENT CONSULTANTS LLC.

How does John Lawrence Brotherton charge for services?

John Lawrence Brotherton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BROTHERTON INVESTMENT CONSULTANTS LLC?

BROTHERTON INVESTMENT CONSULTANTS LLC has approximately 3 employees and manages $151M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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