Unclaimed Profile

Jeffrey Francis Thompson

SHURWEST ASSET MANAGEMENT, LLC·SCOTTSDALE, Arizona

Series 6, Series 7, Series 63, Series 6624 years registeredSHURWEST ASSET MANAGEMENT, LLC

14287 N. 87TH STREET, SUITE 120, SCOTTSDALE, AZ 85260CRD# 2732245Firm CRD# 164099

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jeffrey Francis Thompson · SCOTTSDALE, AZ

Registration

CRD #2732245 · SHURWEST ASSET MANAGEMENT, LLC · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SHURWEST ASSET MANAGEMENT, LLC

JFTHOMPSON WEALTH MANAGEMENT

May 2016 – Dec 2018

GREENWOOD VILLAGE, CO

ARBOR RETIREMENT SOLUTIONS, PLLC

Aug 2015 – Feb 2017

LITTLETON, CO

REGAL INVESTMENT ADVISORS LLC

Apr 2011 – Feb 2017

LITTLETON, CO

RESOURCE HORIZONS INVESTMENT ADVISORY, INC.

Aug 2009 – Apr 2011

LITTLETON, CO

CADARET GRANT & CO INC

Jul 2008 – Jul 2009

LITTLETON, CO

SECURITIES AMERICA ADVISORS, INC.

Jun 2004 – Aug 2008

LITTLETON, CO

SUNAMERICA SECURITIES, INC.

May 2002 – Jun 2004

MESA, AZ

Registrations & Exams

FINRA examinations passed

Series 6

Series 7

Series 63

Series 66

Registration record

First registered · May 9, 2002

Years registered · 24

Disclosure History

2019Regulatory·Final

2018Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, limited to the records FINRA BrokerCheck displays, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

SHURWEST ASSET MANAGEMENT, LLC

CRD 164099 · SEC 801-76845

AUM

—

Regulatory assets under management

Services offered by SHURWEST ASSET MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Market timing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SHURWEST ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Jeffrey Francis Thompson offer?

Jeffrey Francis Thompson specializes in Financial Planning, Investment Management.

What are Jeffrey Francis Thompson's credentials?

Jeffrey Francis Thompson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jeffrey Francis Thompson located?

Jeffrey Francis Thompson is based in SCOTTSDALE, Arizona, last registered with SHURWEST ASSET MANAGEMENT, LLC.

How does Jeffrey Francis Thompson charge for services?

Jeffrey Francis Thompson's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SHURWEST ASSET MANAGEMENT, LLC?

SHURWEST ASSET MANAGEMENT, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.

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