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James Alan Vanhouten

STONEGATE FINANCIAL GROUP, LLC·SCOTTSDALE, Arizona
Clean recordSTONEGATE FINANCIAL GROUP, LLC
7373 N SCOTTSDALE ROAD #D-245, SCOTTSDALE, AZ 85253CRD# 453066Firm CRD# 113843

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Alan Vanhouten · SCOTTSDALE, AZ
Registration
CRD #453066 · STONEGATE FINANCIAL GROUP, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

James Alan Vanhouten is a registered financial advisor based in SCOTTSDALE, Arizona, affiliated with STONEGATE FINANCIAL GROUP, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
STONEGATE CAPITAL ADVISORS, LLC
STONEGATE CAPITAL ADVISORS, LLC
AUM
$374M
Regulatory assets under management
Employees
9
Total firm employees
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 453066
Firm CRD# 113843
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Alan Vanhouten offer?
James Alan Vanhouten specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.
What are James Alan Vanhouten's credentials?
James Alan Vanhouten is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Alan Vanhouten located?
James Alan Vanhouten is based in SCOTTSDALE, Arizona, working with STONEGATE FINANCIAL GROUP, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.
How does James Alan Vanhouten charge for services?
James Alan Vanhouten's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is STONEGATE FINANCIAL GROUP, LLC?
STONEGATE FINANCIAL GROUP, LLC has approximately 9 employees and manages $374M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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