Unclaimed Profile

James Fletcher Fuller

FULLER ASSET MANAGEMENT, LLC·SCOTTSDALE, Arizona

Series 7, Series 31, Series 66Clean record21 years registeredFULLER ASSET MANAGEMENT, LLC

7135 EAST CAMELBACK ROAD, SCOTTSDALE, AZ 85251CRD# 4137117Firm CRD# 134446

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Fletcher Fuller · SCOTTSDALE, AZ

Registration

CRD #4137117 · FULLER ASSET MANAGEMENT, LLC · 21 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FULLER ASSET MANAGEMENT, LLC

FULLER ASSET MANAGEMENT, LLC

Apr 2005 – Nov 2019

SCOTTSDALE, AZ

MULTI-FINANCIAL SECURITIES CORPORATION

Oct 2004 – Mar 2005

MESA, AZ

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 66

Registration record

First registered · October 13, 2004

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FULLER ASSET MANAGEMENT, LLC

CRD 134446 · SEC 801-66451

AUM

$23M

Regulatory assets under management

Employees

216 client accounts

Services offered by FULLER ASSET MANAGEMENT, LLC

Per Form ADV

Portfolio management (individuals)

Market timing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at FULLER ASSET MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Fletcher Fuller offer?

James Fletcher Fuller specializes in Investment Management, Fee-Only Advisory.

What are James Fletcher Fuller's credentials?

James Fletcher Fuller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Fletcher Fuller located?

James Fletcher Fuller is based in SCOTTSDALE, Arizona, last registered with FULLER ASSET MANAGEMENT, LLC.

How does James Fletcher Fuller charge for services?

James Fletcher Fuller's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FULLER ASSET MANAGEMENT, LLC?

FULLER ASSET MANAGEMENT, LLC has approximately 1 employees and manages $23M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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