Unclaimed Profile

Douglas E Connolly

TAYLOR FRIGON CAPITAL MANAGEMENT LLC·SCOTTSDALE, Arizona

SIE, Series 6, Series 7, Series 9, Series 10, Series 63, Series 66Clean record13 years registeredTAYLOR FRIGON CAPITAL MANAGEMENT LLC

18835 N. THOMPSON PEAK PKWY, SCOTTSDALE, AZ 85255CRD# 4219721Firm CRD# 142617

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Douglas E Connolly · SCOTTSDALE, AZ

Registration

CRD #4219721 · TAYLOR FRIGON CAPITAL MANAGEMENT LLC · 13 years registered

Brand Profile

Not yet started

Career History

TAYLOR FRIGON FAMILY OFFICE, LLC

Dec 2023 – present

TAYLOR FRIGON CAPITAL MANAGEMENT LLC

Apr 2022 – present

CHARLES SCHWAB & CO., INC.

Sep 2018 – Dec 2021

Phoenix, AZ

NEXT FINANCIAL GROUP, INC.

Mar 2018 – May 2018

TEMPE, AZ

CONNOLLY ASSET MANAGEMENT, LLC

Aug 2014 – Mar 2018

SCOTTSDALE, AZ

WRP INVESTMENTS, INC.

Aug 2013 – Jul 2014

Phoenix, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 9

Series 10

Series 63

Series 66

Registration record

First registered · August 14, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TAYLOR FRIGON CAPITAL MANAGEMENT LLC

CRD 142617 · SEC 801-67498

AUM

$301M

Regulatory assets under management

Employees

540 client accounts

Services offered by TAYLOR FRIGON CAPITAL MANAGEMENT LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Portfolio management (pooled investments)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at TAYLOR FRIGON CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Douglas E Connolly offer?

Douglas E Connolly specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Douglas E Connolly's credentials?

Douglas E Connolly is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Douglas E Connolly located?

Douglas E Connolly is based in SCOTTSDALE, Arizona, working with TAYLOR FRIGON CAPITAL MANAGEMENT LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Douglas E Connolly charge for services?

Douglas E Connolly's firm is compensated through percentage of aum, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TAYLOR FRIGON CAPITAL MANAGEMENT LLC?

TAYLOR FRIGON CAPITAL MANAGEMENT LLC has approximately 11 employees and manages $301M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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