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David Scott Rosenthal

WEALTH MANAGEMENT SOLUTIONS, LLC·SCOTTSDALE, Arizona
Series 6, Series 63, Series 65Clean record24 years registeredWEALTH MANAGEMENT SOLUTIONS, LLC
8550 E. SHEA BOULEVARD, SUITE 130, SCOTTSDALE, AZ 85260CRD# 2680280Firm CRD# 127517

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Scott Rosenthal · SCOTTSDALE, AZ
Registration
CRD #2680280 · WEALTH MANAGEMENT SOLUTIONS, LLC · 24 years registered
Brand Profile
Not yet started
01

Career History

WEALTH MANAGEMENT SOLUTIONS
Sep 2003 – present
RSM MCGLADREY, INC.
Aug 2001 – Jul 2003
PHOENIX, AZ
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 63
Series 65
Registration record
First registered · August 24, 2001
Years registered · 24
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WEALTH MANAGEMENT SOLUTIONS, LLC
CRD 127517 · SEC 801-122994
AUM
$155M
Regulatory assets under management
Employees
5
558 client accounts
Services offered by WEALTH MANAGEMENT SOLUTIONS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at WEALTH MANAGEMENT SOLUTIONS, LLC →
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05

Frequently Asked Questions

What services does David Scott Rosenthal offer?
David Scott Rosenthal specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in SCOTTSDALE, Arizona for a consultation.
What are David Scott Rosenthal's credentials?
David Scott Rosenthal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Scott Rosenthal located?
David Scott Rosenthal is based in SCOTTSDALE, Arizona, working with WEALTH MANAGEMENT SOLUTIONS, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.
How does David Scott Rosenthal charge for services?
David Scott Rosenthal's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WEALTH MANAGEMENT SOLUTIONS, LLC?
WEALTH MANAGEMENT SOLUTIONS, LLC has approximately 5 employees and manages $155M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Research
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