Unclaimed Profile

David Lee Carmichael

ROWLAND CARMICHAEL ADVISORS INC·SCOTTSDALE, Arizona

Series 3, Series 5, Series 6, Series 7, Series 24, Series 27, Series 63, Series 65Clean record31 years registeredROWLAND CARMICHAEL ADVISORS INC

6720 NORTH SCOTTSDALE ROAD, SCOTTSDALE, AZ 85253-4426CRD# 1070188Firm CRD# 105766

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Lee Carmichael · SCOTTSDALE, AZ

Registration

CRD #1070188 · ROWLAND CARMICHAEL ADVISORS INC · 31 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ROWLAND CARMICHAEL ADVISORS INC

MERCER GLOBAL ADVISORS INC.

Mar 2021 – Jan 2026

Scottsdale, AZ

ROWLAND CARMICHAEL ADVISORS INC

Sep 1994 – Mar 2021

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

Series 3

Series 5

Series 6

Series 7

Series 24

Series 27

Series 63

Series 65

Registration record

First registered · September 7, 1994

Years registered · 31

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ROWLAND CARMICHAEL ADVISORS INC

CRD 105766 · SEC 801-31188

AUM

$266M

Regulatory assets under management

Employees

589 client accounts

Services offered by ROWLAND CARMICHAEL ADVISORS INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ROWLAND CARMICHAEL ADVISORS INC →

Introduction

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Frequently Asked Questions

What services does David Lee Carmichael offer?

David Lee Carmichael specializes in Financial Planning, Investment Management, Wealth Management.

What are David Lee Carmichael's credentials?

David Lee Carmichael is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Lee Carmichael located?

David Lee Carmichael is based in SCOTTSDALE, Arizona, last registered with ROWLAND CARMICHAEL ADVISORS INC.

How does David Lee Carmichael charge for services?

David Lee Carmichael's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ROWLAND CARMICHAEL ADVISORS INC?

ROWLAND CARMICHAEL ADVISORS INC has approximately 7 employees and manages $266M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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