Unclaimed Profile

Dale Andrew Phillips

FORTITUDE FAMILY OFFICE, LLC·SCOTTSDALE, Arizona

Series 65Clean record17 years registeredFORTITUDE FAMILY OFFICE, LLC

8901 E. PIMA CENTER PARKWAY, SCOTTSDALE, AZ 85258CRD# 5610375Firm CRD# 317615

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dale Andrew Phillips · SCOTTSDALE, AZ

Registration

CRD #5610375 · FORTITUDE FAMILY OFFICE, LLC · 17 years registered

Brand Profile

Not yet started

Career History

FORTITUDE FAMILY OFFICE

Jan 2022 – present

TARBOX FAMILY OFFICE, INC.

Apr 2020 – Nov 2021

PHOENIX, AZ

MRA ASSOCIATES

Apr 2014 – Feb 2020

PHOENIX, AZ

KEATSCONNELLY

Apr 2009 – Mar 2014

PHOENIX, AZ

CROSS BORDER TAX & ACCOUNTING, LLC

Mar 2009 – Oct 2011

PHOENIX, AZ

KEATS CONNELLY AND ASSOCIATES INC.

Mar 2009 – Dec 2009

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · March 13, 2009

Years registered · 17

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FORTITUDE FAMILY OFFICE, LLC

CRD 317615 · SEC 801-122907

AUM

$641M

Regulatory assets under management

Employees

729 client accounts

Services offered by FORTITUDE FAMILY OFFICE, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at FORTITUDE FAMILY OFFICE, LLC →

Introduction

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Frequently Asked Questions

What services does Dale Andrew Phillips offer?

Dale Andrew Phillips specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Dale Andrew Phillips's credentials?

Dale Andrew Phillips is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dale Andrew Phillips located?

Dale Andrew Phillips is based in SCOTTSDALE, Arizona, working with FORTITUDE FAMILY OFFICE, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Dale Andrew Phillips charge for services?

Dale Andrew Phillips's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FORTITUDE FAMILY OFFICE, LLC?

FORTITUDE FAMILY OFFICE, LLC has approximately 20 employees and manages $641M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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