AdvisorOS Directory
Claim Profile
Unclaimed Profile
CR

Charles Vincent Rossi

ICW INVESTMENT ADVISORS, LLC·SCOTTSDALE, Arizona
Series 65Clean record9 years registeredICW INVESTMENT ADVISORS, LLC
16427 NORTH SCOTTSDALE ROAD, SCOTTSDALE, AZ 85254-1595CRD# 6712618Firm CRD# 135081

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Charles Vincent Rossi · SCOTTSDALE, AZ
Registration
CRD #6712618 · ICW INVESTMENT ADVISORS, LLC · 9 years registered
Brand Profile
Not yet started
01

Career History

INTELLIGENT CAPITALWORKS
Oct 2016 – present
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · October 13, 2016
Years registered · 9
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
ICW INVESTMENT ADVISORS, LLC
CRD 135081 · SEC 801-64460
AUM
$298M
Regulatory assets under management
Employees
6
302 client accounts
Services offered by ICW INVESTMENT ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at ICW INVESTMENT ADVISORS, LLC →
Introduction

Speak with Charles

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Charles is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SCOTTSDALE?

Browse all registered financial advisors in SCOTTSDALE, Arizona or claim this profile if it's yours.

Browse SCOTTSDALE AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Charles Vincent Rossi offer?
Charles Vincent Rossi specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.
What are Charles Vincent Rossi's credentials?
Charles Vincent Rossi is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Charles Vincent Rossi located?
Charles Vincent Rossi is based in SCOTTSDALE, Arizona, working with ICW INVESTMENT ADVISORS, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.
How does Charles Vincent Rossi charge for services?
Charles Vincent Rossi's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is ICW INVESTMENT ADVISORS, LLC?
ICW INVESTMENT ADVISORS, LLC has approximately 6 employees and manages $298M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at ICW INVESTMENT ADVISORS, LLC

Vincent Harl Rossi
SCOTTSDALE, AZ
CFP
Jennifer Jill Rossi
SCOTTSDALE, AZ

More Advisors in SCOTTSDALE, Arizona

Bradley James Haines
JUNCTURE WEALTH STRATEGIES, LLC·SCOTTSDALE, AZ
John Alan Bagley
STRATEGIC WEALTH ADVISORS, LLC·SCOTTSDALE, AZ
Philip Sargent Taylor
VOLUNTARY BENEFITS ADVISORY NETWORK, LLC·SCOTTSDALE, AZ
Donald James Dady
PROTECTIVE WEALTH MANAGEMENT, LLC·SCOTTSDALE, AZ
Ronald Lee Shurts
SHURWEST ASSET MANAGEMENT, LLC·SCOTTSDALE, AZ
Christopher David Carnal
PROTECTIVE WEALTH MANAGEMENT, LLC·SCOTTSDALE, AZ

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Arizona
PHOENIX (137)TUCSON (92)MESA (26)TEMPE (18)CHANDLER (16)PEORIA (14)PRESCOTT (9)YUMA (7)FLAGSTAFF (6)GILBERT (6)
City Guides
PHOENIX GuideTUCSON GuideMESA GuideTEMPE GuideCHANDLER Guide
Research
Advisor Fees in ArizonaNational Fee Analysis
Request removal of this profile