AdvisorOS Directory
Claim Profile
Unclaimed Profile
AR

Andrew Scott Rafal

BAYNTREE WEALTH ADVISORS, LLC·SCOTTSDALE, Arizona
Series 65Clean record15 years registeredBAYNTREE WEALTH ADVISORS, LLC
7001 NORTH SCOTTSDALE ROAD, SCOTTSDALE, AZ 85253CRD# 5602416Firm CRD# 226708

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Andrew Scott Rafal · SCOTTSDALE, AZ
Registration
CRD #5602416 · BAYNTREE WEALTH ADVISORS, LLC · 15 years registered
Brand Profile
Not yet started
01

Career History

BAYNTREE WEALTH ADVISORS, LLC
Jul 2015 – present
STRATEGY FINANCIAL SERVICES
Nov 2012 – Dec 2015
PHOENIX, AZ
REDWOOD INVESTMENT MANAGEMENT, LLC.
Jun 2011 – Feb 2013
PHOENIX, AZ
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · June 25, 2011
Years registered · 15
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
BAYNTREE WEALTH ADVISORS, LLC
CRD 226708 · SEC 801-121867
AUM
$181M
Regulatory assets under management
Employees
11
1,019 client accounts
Services offered by BAYNTREE WEALTH ADVISORS, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
Nonprofits & Foundations
View all advisors at BAYNTREE WEALTH ADVISORS, LLC →
Introduction

Speak with Andrew

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Andrew is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SCOTTSDALE?

Browse all registered financial advisors in SCOTTSDALE, Arizona or claim this profile if it's yours.

Browse SCOTTSDALE AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Andrew Scott Rafal offer?
Andrew Scott Rafal specializes in Financial Planning, Investment Management. Contact their office in SCOTTSDALE, Arizona for a consultation.
What are Andrew Scott Rafal's credentials?
Andrew Scott Rafal is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Andrew Scott Rafal located?
Andrew Scott Rafal is based in SCOTTSDALE, Arizona, working with BAYNTREE WEALTH ADVISORS, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.
How does Andrew Scott Rafal charge for services?
Andrew Scott Rafal's firm is compensated through percentage of aum, hourly charges, fixed fees, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is BAYNTREE WEALTH ADVISORS, LLC?
BAYNTREE WEALTH ADVISORS, LLC has approximately 11 employees and manages $181M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in SCOTTSDALE, Arizona

Bradley James Haines
JUNCTURE WEALTH STRATEGIES, LLC·SCOTTSDALE, AZ
John Alan Bagley
STRATEGIC WEALTH ADVISORS, LLC·SCOTTSDALE, AZ
Philip Sargent Taylor
VOLUNTARY BENEFITS ADVISORY NETWORK, LLC·SCOTTSDALE, AZ
Donald James Dady
PROTECTIVE WEALTH MANAGEMENT, LLC·SCOTTSDALE, AZ
Ronald Lee Shurts
SHURWEST ASSET MANAGEMENT, LLC·SCOTTSDALE, AZ
Christopher David Carnal
PROTECTIVE WEALTH MANAGEMENT, LLC·SCOTTSDALE, AZ

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Arizona
PHOENIX (137)TUCSON (92)MESA (26)TEMPE (18)CHANDLER (16)PEORIA (14)PRESCOTT (9)YUMA (7)FLAGSTAFF (6)GILBERT (6)
City Guides
PHOENIX GuideTUCSON GuideMESA GuideTEMPE GuideCHANDLER Guide
Research
Advisor Fees in ArizonaNational Fee Analysis
Request removal of this profile