Unclaimed Profile

Aaron Paul Brodt

AMPLIFY FINANCIAL, LLC·SCOTTSDALE, Arizona

SIE, Series 7, Series 63, Series 6520 years registeredAMPLIFY FINANCIAL, LLC

8605 EAST RAINTREE DRIVE, SCOTTSDALE, AZ 85260CRD# 5017914Firm CRD# 325721

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Aaron Paul Brodt · SCOTTSDALE, AZ

Registration

CRD #5017914 · AMPLIFY FINANCIAL, LLC · 20 years registered

Brand Profile

Not yet started

Career History

ASHTON THOMAS PRIVATE WEALTH

Jun 2010 – present

THE PLANNING GROUP

Jun 2008 – Mar 2011

SCOTTSDALE, AZ

GLOBAL FINANCIAL PRIVATE CAPITAL, LLC

Sep 2005 – Jun 2008

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · September 26, 2005

Years registered · 20

Disclosure History

2017Customer Dispute·Settled

2016Customer Dispute·Closed-No Action

2016Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

AMPLIFY FINANCIAL, LLC

CRD 325721 · SEC 801-128942

Employees

Total firm employees

Services offered by AMPLIFY FINANCIAL, LLC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at AMPLIFY FINANCIAL, LLC →

Introduction

Speak with Aaron

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Aaron is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in SCOTTSDALE?

Browse all registered financial advisors in SCOTTSDALE, Arizona or claim this profile if it's yours.

Browse SCOTTSDALE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Aaron Paul Brodt offer?

Aaron Paul Brodt specializes in Investment Management, Wealth Management. Contact their office in SCOTTSDALE, Arizona for a consultation.

What are Aaron Paul Brodt's credentials?

Aaron Paul Brodt is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Aaron Paul Brodt located?

Aaron Paul Brodt is based in SCOTTSDALE, Arizona, working with AMPLIFY FINANCIAL, LLC. Their office serves clients in the SCOTTSDALE metropolitan area and surrounding communities.

How does Aaron Paul Brodt charge for services?

Aaron Paul Brodt's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is AMPLIFY FINANCIAL, LLC?

AMPLIFY FINANCIAL, LLC has approximately 7 employees. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →