AdvisorOS Directory
Claim Profile
Unclaimed Profile
JL

Joel William Lake

CAPSTONE WEALTH MANAGEMENT, LLC·TUSCALOOSA, Alabama
Series 65Clean record12 years registeredCAPSTONE WEALTH MANAGEMENT, LLC
2200 JACK WARNER PARKWAY, NE, TUSCALOOSA, AL 35401CRD# 6261468Firm CRD# 118296

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Joel William Lake · TUSCALOOSA, AL
Registration
CRD #6261468 · CAPSTONE WEALTH MANAGEMENT, LLC · 12 years registered
Brand Profile
Not yet started
01

Career History

JMF CAPSTONE WEALTH MANAGEMENT
Mar 2014 – present
JMF WEALTH MANAGEMENT, LLC
Jan 2014 – Dec 2015
TUSCALOOSA, AL
02

Registrations & Exams

FINRA examinations passed
Series 65
Registration record
First registered · January 14, 2014
Years registered · 12
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
CAPSTONE WEALTH MANAGEMENT, LLC
CRD 118296 · SEC 801-107846
AUM
$336M
Regulatory assets under management
Employees
7
513 client accounts
Services offered by CAPSTONE WEALTH MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Client types served by the firm
Per Form ADV
Individuals
View all advisors at CAPSTONE WEALTH MANAGEMENT, LLC →
Introduction

Speak with Joel

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Joel is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TUSCALOOSA?

Browse all registered financial advisors in TUSCALOOSA, Alabama or claim this profile if it's yours.

Browse TUSCALOOSA AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Joel William Lake offer?
Joel William Lake specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in TUSCALOOSA, Alabama for a consultation.
What are Joel William Lake's credentials?
Joel William Lake is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joel William Lake located?
Joel William Lake is based in TUSCALOOSA, Alabama, working with CAPSTONE WEALTH MANAGEMENT, LLC. Their office serves clients in the TUSCALOOSA metropolitan area and surrounding communities.
How does Joel William Lake charge for services?
Joel William Lake's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is CAPSTONE WEALTH MANAGEMENT, LLC?
CAPSTONE WEALTH MANAGEMENT, LLC has approximately 7 employees and manages $336M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at CAPSTONE WEALTH MANAGEMENT, LLC

Bryan Ross Chandler
TUSCALOOSA, AL
James Garland Brazil
TUSCALOOSA, AL
Robert Lanier Ingram
TUSCALOOSA, AL
William Walker Jessup
TUSCALOOSA, AL

More Advisors in TUSCALOOSA, Alabama

Robert Wesley Mcleod
FINANCIAL ECONOMICS CONSULTING GROUP, INC.·TUSCALOOSA, AL
Stephen Wayne Reinhart
FINANCIAL ECONOMICS CONSULTING GROUP, INC.·TUSCALOOSA, AL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Alabama
BIRMINGHAM (228)MOBILE (35)HUNTSVILLE (28)MONTGOMERY (19)VESTAVIA HILLS (16)FAIRHOPE (9)HOOVER (8)VESTAVIA (7)DAPHNE (6)AUBURN (5)
City Guides
BIRMINGHAM GuideMOBILE GuideHUNTSVILLE GuideMONTGOMERY GuideVESTAVIA HILLS Guide
Research
Advisor Fees in AlabamaNational Fee Analysis
Request removal of this profile