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James Wilkerson Underwood

WELCH HORNSBY, INC.·MONTGOMERY, Alabama
Clean record28 years registeredWELCH HORNSBY, INC.
ONE COMMERCE STREET, SUITE 800, MONTGOMERY, AL 36104CRD# 4554612Firm CRD# 104664

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
James Wilkerson Underwood · MONTGOMERY, AL
Registration
CRD #4554612 · WELCH HORNSBY, INC. · 28 years registered
Brand Profile
Not yet started
01

Career History

CAPTRUST
Mar 2020 – present
WELCH HORNSBY, INC.
Jul 2006 – May 2020
Birmingham, AL
HIGHLAND ASSOCIATES INC
May 1998 – Jun 2006
BIRMINGHAM, AL
02

Registrations & Exams

Registration record
First registered · May 18, 1998
Years registered · 28
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
WELCH HORNSBY, INC.
CRD 104664 · SEC 801-31650
AUM
$1.8B
Regulatory assets under management
Employees
25
1,868 client accounts
Services offered by WELCH HORNSBY, INC.
Per Form ADV
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Pension & Retirement Plans
High Net Worth Individuals
View all advisors at WELCH HORNSBY, INC. →
Introduction

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05

Frequently Asked Questions

What services does James Wilkerson Underwood offer?
James Wilkerson Underwood specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in MONTGOMERY, Alabama for a consultation.
What are James Wilkerson Underwood's credentials?
James Wilkerson Underwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Wilkerson Underwood located?
James Wilkerson Underwood is based in MONTGOMERY, Alabama, working with WELCH HORNSBY, INC.. Their office serves clients in the MONTGOMERY metropolitan area and surrounding communities.
How does James Wilkerson Underwood charge for services?
James Wilkerson Underwood's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WELCH HORNSBY, INC.?
WELCH HORNSBY, INC. has approximately 25 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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MONTGOMERY, AL

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