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James Wilkerson Underwood

WELCH HORNSBY, INC.·MONTGOMERY, Alabama
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ONE COMMERCE STREET, SUITE 800, MONTGOMERY, AL 36104CRD# 4554612Firm CRD# 104664
01

About

James Wilkerson Underwood is a registered financial advisor based in MONTGOMERY, Alabama, affiliated with WELCH HORNSBY, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Wealth Management
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
WELCH HORNSBY, INC.
WELCH HORNSBY, INC.
AUM
$1.8B
Regulatory assets under management
Employees
25
Total firm employees
View all advisors at WELCH HORNSBY, INC. →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Other
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Background

Compensation
Percentage of AUM
Subscription fees
Regulatory
SEC/IARD CRD# 4554612
Firm CRD# 104664
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does James Wilkerson Underwood offer?
James Wilkerson Underwood specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in MONTGOMERY, Alabama for a consultation.
What are James Wilkerson Underwood's credentials?
James Wilkerson Underwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Wilkerson Underwood located?
James Wilkerson Underwood is based in MONTGOMERY, Alabama, working with WELCH HORNSBY, INC.. Their office serves clients in the MONTGOMERY metropolitan area and surrounding communities.
How does James Wilkerson Underwood charge for services?
James Wilkerson Underwood's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is WELCH HORNSBY, INC.?
WELCH HORNSBY, INC. has approximately 25 employees and manages $1.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in MONTGOMERY
Ginger Baker Glenn — WELCH HORNSBY, INC.Edwin Landon Crane — JACKSON THORNTON ASSET MANAGEMENT, LLCTommy Ray West — JACKSON THORNTON ASSET MANAGEMENT, LLCLuther Jerrell Mitchell — JACKSON THORNTON ASSET MANAGEMENT, LLCJohn Steven Hornsby — WELCH HORNSBY, INC.
Nearby cities in Alabama
BIRMINGHAM (369)MOBILE (54)HUNTSVILLE (39)VESTAVIA HILLS (17)FAIRHOPE (13)
City Guides
BIRMINGHAM GuideMOBILE GuideHUNTSVILLE GuideVESTAVIA HILLS GuideFAIRHOPE Guide
Research
Advisor Fees in AlabamaNational Fee Analysis
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