Unclaimed Profile

Kevin Anthony Price

SOUTHERN OAK CAPITAL, LLC·HOOVER, Alabama

SIE, Series 7, Series 63, Series 65, Series 79TOClean record5 years registeredSOUTHERN OAK CAPITAL, LLC

1200 CORPORATE DRIVE, HOOVER, AL 35242CRD# 6366678Firm CRD# 309933

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Anthony Price · HOOVER, AL

Registration

CRD #6366678 · SOUTHERN OAK CAPITAL, LLC · 5 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SOUTHERN OAK CAPITAL, LLC

SOUTHERN OAK CAPITAL, LLC

Apr 2021 – Mar 2025

Birmingham, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Series 79TO

Registration record

First registered · April 7, 2021

Years registered · 5

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SOUTHERN OAK CAPITAL, LLC

CRD 309933 · SEC 801-123321

AUM

$53M

Regulatory assets under management

Employees

5 client accounts

Services offered by SOUTHERN OAK CAPITAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at SOUTHERN OAK CAPITAL, LLC →

Introduction

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Frequently Asked Questions

What services does Kevin Anthony Price offer?

Kevin Anthony Price specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management.

What are Kevin Anthony Price's credentials?

Kevin Anthony Price is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kevin Anthony Price located?

Kevin Anthony Price is based in HOOVER, Alabama, last registered with SOUTHERN OAK CAPITAL, LLC.

How does Kevin Anthony Price charge for services?

Kevin Anthony Price's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SOUTHERN OAK CAPITAL, LLC?

SOUTHERN OAK CAPITAL, LLC has approximately 3 employees and manages $53M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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