Unclaimed Profile

Daniel Timothy Herndon

CRI WEALTH ADVISORS, L.L.C.·ENTERPRISE, Alabama

SIE, Series 7, Series 63, Series 65Clean record28 years registeredCRI WEALTH ADVISORS, L.L.C.

901 BOLL WEEVIL CIRCLE, ENTERPRISE, AL 36330CRD# 2907815Firm CRD# 165368

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Timothy Herndon · ENTERPRISE, AL

Registration

CRD #2907815 · CRI WEALTH ADVISORS, L.L.C. · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: CRI WEALTH ADVISORS, L.L.C.

OSAIC WEALTH, INC.

Sep 2023 – Dec 2023

NICEVILLE, FL

SAGEPOINT FINANCIAL, INC.

Oct 2005 – Sep 2023

NICEVILLE, FL

SPELMAN & CO INC

Jun 2004 – Oct 2005

NICEVILLE, FL

WEALTH MANAGEMENT, LLP

Dec 1997 – Feb 2024

NICEVILLE, FL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · December 3, 1997

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CRI WEALTH ADVISORS, L.L.C.

CRD 165368 · SEC 801-77137

AUM

$146M

Regulatory assets under management

Employees

1,510 client accounts

Services offered by CRI WEALTH ADVISORS, L.L.C.

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at CRI WEALTH ADVISORS, L.L.C. →

Introduction

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Frequently Asked Questions

What services does Daniel Timothy Herndon offer?

Daniel Timothy Herndon specializes in Financial Planning, Investment Management.

What are Daniel Timothy Herndon's credentials?

Daniel Timothy Herndon is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Daniel Timothy Herndon located?

Daniel Timothy Herndon is based in ENTERPRISE, Alabama, last registered with CRI WEALTH ADVISORS, L.L.C..

How does Daniel Timothy Herndon charge for services?

Daniel Timothy Herndon's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CRI WEALTH ADVISORS, L.L.C.?

CRI WEALTH ADVISORS, L.L.C. has approximately 8 employees and manages $146M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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