AdvisorOS Directory
Claim Profile
Unclaimed Profile
WB

Wendy Louise Nelson Bailey

SOUTHERN CAPITAL SERVICES, INC.·DAPHNE, Alabama
Series 7, Series 24, Series 31, Series 63, Series 65Clean record22 years registeredSOUTHERN CAPITAL SERVICES, INC.
29000 US HWY 98, DAPHNE, AL 36526CRD# 1985291Firm CRD# 105582

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Wendy Louise Nelson Bailey · DAPHNE, AL
Registration
CRD #1985291 · SOUTHERN CAPITAL SERVICES, INC. · 22 years registered
Brand Profile
Not yet started
01

Career History

SOUTHERN CAPITAL SERVICES INC
Nov 2011 – present
UVEST FINANCIAL SERVICES GROUP, INC.
Nov 2007 – Dec 2010
DAPHNE, AL
MORGAN STANLEY
Mar 2005 – Jun 2006
MOBILE, AL
VANGUARD ADVISERS INC
Jan 2004 – Jul 2004
SCOTTSDALE, AZ
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 31
Series 63
Series 65
Registration record
First registered · January 28, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
SOUTHERN CAPITAL SERVICES, INC.
CRD 105582 · SEC 801-111685
AUM
$158M
Regulatory assets under management
Employees
11
709 client accounts
Services offered by SOUTHERN CAPITAL SERVICES, INC.
Per Form ADV
Portfolio management (individuals)
Selection of other advisers
Client types served by the firm
Per Form ADV
Individuals
View all advisors at SOUTHERN CAPITAL SERVICES, INC. →
Introduction

Speak with Wendy

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Wendy is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in DAPHNE?

Browse all registered financial advisors in DAPHNE, Alabama or claim this profile if it's yours.

Browse DAPHNE AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Wendy Louise Nelson Bailey offer?
Wendy Louise Nelson Bailey specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in DAPHNE, Alabama for a consultation.
What are Wendy Louise Nelson Bailey's credentials?
Wendy Louise Nelson Bailey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Wendy Louise Nelson Bailey located?
Wendy Louise Nelson Bailey is based in DAPHNE, Alabama, working with SOUTHERN CAPITAL SERVICES, INC.. Their office serves clients in the DAPHNE metropolitan area and surrounding communities.
How does Wendy Louise Nelson Bailey charge for services?
Wendy Louise Nelson Bailey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SOUTHERN CAPITAL SERVICES, INC.?
SOUTHERN CAPITAL SERVICES, INC. has approximately 11 employees and manages $158M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SOUTHERN CAPITAL SERVICES, INC.

David Erle Lindsey
DAPHNE, AL
Terry Edward Nager
DAPHNE, AL

More Advisors in DAPHNE, Alabama

Mark Ellis Davidson
CORNERSTONE INVESTMENT MANAGEMENT AND CONSULTING,LLC·DAPHNE, AL
Darryl Wayne Bryant
6TH STREET ADVISORS, LLC·DAPHNE, AL
Scott Mitchell Koser
CORNERSTONE INVESTMENT MANAGEMENT AND CONSULTING,LLC·DAPHNE, AL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Alabama
BIRMINGHAM (228)MOBILE (35)HUNTSVILLE (28)MONTGOMERY (19)VESTAVIA HILLS (16)FAIRHOPE (9)HOOVER (8)TUSCALOOSA (7)VESTAVIA (7)AUBURN (5)
City Guides
BIRMINGHAM GuideMOBILE GuideHUNTSVILLE GuideMONTGOMERY GuideVESTAVIA HILLS Guide
Research
Advisor Fees in AlabamaNational Fee Analysis
Request removal of this profile