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WELLINGTON SHIELDS & CO., LLC
WELLINGTON SHIELDS & CO., LLC
NEW YORK, New York
·
19 registered advisors
·
CRD# 149021
SEC# 801-70755
2
212-320-2000
01
Firm Overview
AUM
$409M
Regulatory assets under management
Employees
24
Total firm employees
Advisors
19
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Compensation
Percentage of AUM
Subscription fees
03
Specialties
Investment Management
04
Advisors at WELLINGTON SHIELDS & CO., LLC
19 registered advisors
Charles H Wellington
NEW YORK, New York
CRD# 2625149
Christopher Francis Meyer
NEW YORK, New York
CRD# 1075415
David Larus Shields
NEW YORK, New York
CRD# 2645337
David Vincent Shields
NEW YORK, New York
CRD# 1072810
Edward Kenneth March
NEW YORK, New York
CRD# 2100535
James Mcclenahan Shadek
NEW YORK, New York
CRD# 702481
Joseph Nicholas Cembrola
NEW YORK, New York
CRD# 2310761
Kevin Patrick Vancleve
NEW YORK, New York
CRD# 1022686
Laurence Arthur Shadek
NEW YORK, New York
CRD# 419483
Marguerite Kramer Kircher
NEW YORK, New York
CRD# 1476282
Mark Porter Sperry
NEW YORK, New York
CRD# 1330909
Maury Shields
NEW YORK, New York
CRD# 7043146
Paul Immo Jr Gulden
NEW YORK, New York
CRD# 231863
Peter Jay Lagemann
NEW YORK, New York
CRD# 300554
Philip Michael Curcuru
NEW YORK, New York
CRD# 4170350
Ralph Joseph Scarpa
NEW YORK, New York
CRD# 718855
Stephen John Portas
NEW YORK, New York
CRD# 2482930
Thomas Waters Grant
NEW YORK, New York
CRD# 227594
William Jameson Mcfadden
NEW YORK, New York
CRD# 5337971
05
Office Locations
NEW YORK, New York
19 advisors
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Data sourced from SEC Form ADV filings. WELLINGTON SHIELDS & CO., LLC (CRD# 149021) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.