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UPWELLING CAPITAL GROUP LLC
UPWELLING CAPITAL GROUP LLC
DAVIS, California
·
3 registered advisors
·
CRD# 164653
SEC# 801-127905
0
530-758-7888
01
Firm Overview
AUM
$115M
Regulatory assets under management
Employees
7
Total firm employees
Advisors
3
Registered representatives
02
Services & Fees
Advisory Services
Pension consulting
Publication of periodicals/newsletters
Security ratings or pricing services
Charitable organization or education services
Other
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Performance-based fees
Other: LIQUIDATION MANAGEMENT FEE
03
Specialties
Retirement Planning
04
Advisors at UPWELLING CAPITAL GROUP LLC
3 registered advisors
Jami Denise Rubin-Mark
DAVIS, California
CRD# 6760134
Joncarlo Ruben Mark
DAVIS, California
CRD# 6249625
Robert P Rakowski
DAVIS, California
CRD# 6394395
05
Office Locations
DAVIS, California
3 advisors
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Data sourced from SEC Form ADV filings. UPWELLING CAPITAL GROUP LLC (CRD# 164653) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.