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THE ROOSEVELT INVESTMENT GROUP, LLC
THE ROOSEVELT INVESTMENT GROUP, LLC
ROOSEVELT INVESTMENTS
NEW YORK, New York
·
7 registered advisors
·
CRD# 107853
SEC# 801-38824
2
646-452-6700
01
Firm Overview
AUM
$2.7B
Regulatory assets under management
Employees
18
Total firm employees
Advisors
7
Registered representatives
02
Services & Fees
Advisory Services
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Compensation
Percentage of AUM
Subscription fees
03
Specialties
Investment Management
Wealth Management
04
Advisors at THE ROOSEVELT INVESTMENT GROUP, LLC
7 registered advisors
Adam Jonathan Sheer
NEW YORK, New York
CRD# 2605605
Howard Steven Potter
NEW YORK, New York
CRD# 1324316
James Christian Rogers
NEW YORK, New York
CRD# 1624145
John James Mullin
NEW YORK, New York
CRD# 2511230
John Scott Roscoe
NEW YORK, New York
CRD# 1785868
Leila B Heckman
NEW YORK, New York
CRD# 2030240
Robert Lawrence Meyer
NEW YORK, New York
CRD# 333229
05
Office Locations
NEW YORK, New York
7 advisors
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Data sourced from SEC Form ADV filings. THE ROOSEVELT INVESTMENT GROUP, LLC (CRD# 107853) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.