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SPECTRUM FINANCIAL RESOURCES, LLC
SPECTRUM FINANCIAL RESOURCES, LLC
SPECTRUM FINANCIAL RESOURCES
TROY, Michigan
·
2 registered advisors
·
CRD# 127453
SEC# 801-126271
2
248-643-0033
01
Firm Overview
AUM
$197M
Regulatory assets under management
Employees
6
Total firm employees
Advisors
2
Registered representatives
02
Services & Fees
Advisory Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Security ratings or pricing services
Other
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: REFERRAL FEES FROM THIRD-PARTY MANAGERS
03
Specialties
Financial Planning
Investment Management
Wealth Management
04
Advisors at SPECTRUM FINANCIAL RESOURCES, LLC
2 registered advisors
Daniel Thomas Hoban
TROY, Michigan
CRD# 1095185
Jean Ann Schneider
TROY, Michigan
CRD# 1427349
05
Office Locations
TROY, Michigan
2 advisors
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Data sourced from SEC Form ADV filings. SPECTRUM FINANCIAL RESOURCES, LLC (CRD# 127453) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.