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SOUND POINT LUNA LLC
SOUND POINT LUNA LLC
NEW YORK, New York
·
16 registered advisors
·
CRD# 128132
SEC# 801-62330
4
212-895-2280
01
Firm Overview
AUM
$13.8B
Regulatory assets under management
Employees
13
Total firm employees
Advisors
16
Registered representatives
02
Services & Fees
Advisory Services
Pension consulting
Selection of other advisers
Compensation
Percentage of AUM
Performance-based fees
03
Specialties
Retirement Planning
Wealth Management
04
Advisors at SOUND POINT LUNA LLC
16 registered advisors
Adele Kittredge Murray
NEW YORK, New York
CRD# 2189674
Alan Jeffrey Gerstein
NEW YORK, New York
CRD# 2399509
Andrew Todd Feldstein
NEW YORK, New York
CRD# 2494017
Dave Ray
NEW YORK, New York
CRD# 5460549
David Alan Rubenstein
NEW YORK, New York
CRD# 5314316
David Allan Buzen
NEW YORK, New York
CRD# 7289233
David Mitchell Alpert
NEW YORK, New York
CRD# 6551142
Dawn Lynn Jasiak
NEW YORK, New York
CRD# 7239332
Jane Elizabeth Veron
NEW YORK, New York
CRD# 7085913
Joanna Sun Alpert
NEW YORK, New York
CRD# 6551140
Louisa Ann Church
NEW YORK, New York
CRD# 6772066
Michael Liberman
NEW YORK, New York
CRD# 4500926
Nicholas Thomas Pappas
NEW YORK, New York
CRD# 3181129
Nicole Marie Anderson
NEW YORK, New York
CRD# 4491366
Paul Alexander Friedman
NEW YORK, New York
CRD# 5883124
Stephen Miles Siderow
NEW YORK, New York
CRD# 4698584
05
Office Locations
NEW YORK, New York
16 advisors
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Data sourced from SEC Form ADV filings. SOUND POINT LUNA LLC (CRD# 128132) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at
adviserinfo.sec.gov
.