SHEPHERD KAPLAN KROCHUK, LLC

BOSTON, Massachusetts·1 registered advisor·CRD# 127304
SEC# 801-622860617-896-1600
01

Firm Overview

AUM
$8.9B
Regulatory assets under management
Employees
38
Total firm employees
Advisors
1
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Portfolio management (pooled investments)
Pension consulting
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
Compensation
Percentage of AUM
Performance-based fees
03

Specialties

Financial PlanningInvestment ManagementRetirement PlanningWealth Management
04

Advisors at SHEPHERD KAPLAN KROCHUK, LLC

1 registered advisor
Brian David Lockhart
BOSTON, Massachusetts
05

Office Locations

BOSTON, Massachusetts
1 advisor

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Data sourced from SEC Form ADV filings. SHEPHERD KAPLAN KROCHUK, LLC (CRD# 127304) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.