SECURITIES MONITORING GROUP, LLC

BUFFALO, Minnesota·1 registered advisor·CRD# 113242
SEC# 801-60344763-682-4014
01

Firm Overview

AUM
$77M
Regulatory assets under management
Employees
11
Total firm employees
Advisors
1
Registered representatives
02

Services & Fees

Advisory Services
Financial planning
Portfolio management (individuals)
Security ratings or pricing services
Charitable organization or education services
Other
Compensation
Percentage of AUM
Hourly charges
Subscription fees
Commissions
03

Specialties

Financial PlanningInvestment Management
04

Advisors at SECURITIES MONITORING GROUP, LLC

1 registered advisor
David Alan Theis
BUFFALO, Minnesota
05

Office Locations

BUFFALO, Minnesota
1 advisor

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Data sourced from SEC Form ADV filings. SECURITIES MONITORING GROUP, LLC (CRD# 113242) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.