ROUNDHILL FINANCIAL INC.

ROUNDHILL INVESTMENTS
NEW YORK, New York·4 registered advisors·CRD# 300799
SEC# 801-1149710646-661-5441
01

Firm Overview

AUM
$717M
Regulatory assets under management
Employees
5
Total firm employees
Advisors
4
Registered representatives
02

Services & Fees

Advisory Services
Portfolio management (pooled investments)
Pension consulting
Compensation
Percentage of AUM
Performance-based fees
03

Specialties

Investment ManagementRetirement Planning
04

Advisors at ROUNDHILL FINANCIAL INC.

4 registered advisors
David Brian Mazza
NEW YORK, New York
Marcia Baron Hershey
NEW YORK, New York
Timothy Maloney
NEW YORK, New York
Will Hershey
NEW YORK, New York
05

Office Locations

NEW YORK, New York
4 advisors

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Data sourced from SEC Form ADV filings. ROUNDHILL FINANCIAL INC. (CRD# 300799) is registered with the SEC as an investment adviser. View the firm's full regulatory filing at adviserinfo.sec.gov.